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Implementing An Effective Absence Management Policy

Written by Plumm Editor | Oct 3, 2024 4:57:07 PM

Striking the balance between giving workers enough time off to recover and ensuring smooth business operations can be tricky. Of course, if people in your team are poorly, you want them to take the time they need. However, you still have a business to run, and it doesn’t run without people. How can you get it right and ensure the fairest outcome for everyone?

Absence management policies can go a long way in supporting you with this. An effective absence management policy ensures all workers understand their allowances and obligations, and helps managers feel confident when having difficult conversations. Check out this friendly how-to guide to learn all about what you should include in your absence management policy, how to implement it seamlessly, and some phrasing examples. 

What Is An Absence Management Policy?

An absence management policy is a workplace policy that sets out how your business handles absence, how much sick pay workers can take, and the consequences for breaching absence triggers. Although it may seem stern, an absence management policy is actually a supportive document, offering clarity and structure for both employees and managers as they navigate workplace absences.

Absence management policies help workers plan their healthcare needs, health appointments, and manage stress. It also helps your team know their rights and responsibilities when it comes to notifying managers of sickness or absence. 

Workplace absence can happen for a number of reasons, so it’s important that your absence management policy is flexible, understanding, and responsive to the diverse needs of your workforce. 

Why Do I Need An Absence Management Policy?

There are lots of benefits to implementing an absence management policy in your business. These include:

  • Reduces absenteeism -  The first benefit of implementing an absence management policy is obvious— it reduces absenteeism. This is both because your workers understand how much absence they’re eligible for, and because it supports managers in navigating absence conversations. The increased attention on this topic leads to fewer instances of unplanned absence, contributing to a more consistent and reliable team.
  • Supports wellbeing -  Another benefit of having a clear absence management policy is that workers are able to manage their wellbeing and stress levels. This should be a clear priority for businesses, as 34% of workers claim they have felt workplace stress in the last year. Stress causes reduced productivity, poor morale, high turnover, and a general apathy towards the workplace. Supporting workers to manage their stress will reduce this, contributing to a happier, healthier workplace overall.  
  • Reduces attrition -  Workers want to know you take their health and wellbeing seriously. In fact, 86% of workers would leave a business if it didn’t support their wellbeing. Writing a legally compliant and supportive Absence Management Policy highlights your commitment to supporting worker welfare and fostering a positive working environment. 
  • Streamlines HR processes -  Having clear trigger points, absence processes, and sanctions set out in one place will streamline HR operations. Your HR administration staff will be able to refer to your absence policy when issuing warning letters. Advisers can double check the process from one location before giving advice, and senior HR workers can use the policy as a reference point for consistency in decision-making. 
  • Protects your business against claims -  Having a clear and well-written absence policy can help protect your business against tribunal claims. While it won't stop workers from raising a case against your business, it can help protect your business against claims of unfair treatment or discrimination related to absences. You’ll need evidence that you followed a consistent approach to their case in order to do this, and a policy is the perfect tool for proving consistency. 

What Should I Include In An Absence Management Policy?

Ready to start writing your own absence management policy? Check out this list of everything you need to include in your Absence Management policy to ensure all your bases are covered. 

Definitions

Consider including a section on definitions, abbreviations, and commonly used terms at the beginning of your absence policy. Although it isn’t necessary, it can help workers and managers navigate the Absence management policy with ease. 

For example, phrases like Fit Note, Absence Trigger, or Return To Work can be confusing to those who aren’t accustomed to them. Equally, ACAS, CSP, ADHD, or OH may need spelling out for less experienced managers. Everyone starts somewhere, right?

Including definitions at the start of your policy ensures all managers are on the same page and feel confident having difficult conversations about absence with their workers. 

Worker entitlement

The first full section of your policy should be your worker’s entitlement to sick pay. This is likely the first thing your workers will be looking for if they’re sick, and the guidance your managers are looking for if their team members are poorly. 

Clearly highlight how much Company Sick Pay (CSP) and Statutory Sick Pay (SSP) employees are eligible for, and the exact terms and conditions of these payments. For example:

  • Do they need to have been sick for a certain number of days before CSP or SSP kicks in?
  • How much CSP are they entitled to, if any?
  • Do they need to have passed probation or achieved a certain tenure before they’re eligible for enhanced sick pay?
  • What happens if the worker exceeds their entitlement to CSP?

And more. The likelihood is that you will need to update this section regularly, as you may notice frequently asked questions appearing. Updating this section with these questions will prevent workers coming to you with small questions, streamlining operations and allowing your managers and HR to get on with the important stuff. 

Absence triggers

The second most important part of your Absence Management policy is your section on absence triggers. 

Absence triggers are the thresholds of sickness that workers can take before further action or intervention is required. These triggers help to identify patterns of absence, ensure that the right support is in place, and that management deals with these absences effectively.

This section of your policy should clearly state what your absence triggers are. For example, 

“A stage one absence meeting will be triggered by 3 periods of absence in a 12 week period. 

A stage two absence will be triggered by a further 3 absences in a 12 week period. This means a total of six absences in 24 weeks. 

A stage three absence meeting will be triggered if there are a further two periods of absence in 10 weeks after this. This means a total of eight absences in 34 weeks.”

You may wish to slightly increase or reduce these triggers based on the industry, trends, and unique circumstances of your business. For example, if your whole team works part time roles in retail, eight periods of absence in 34 weeks would be extremely high. Additionally, factors like workforce demographics, operational requirements, and company culture can influence the appropriate thresholds for triggering absence meetings.

You should also have different absence triggers for cases of long term sickness. The example above would not work for an employee who has been absent for 24 consecutive weeks. Technically, this would be one period of absence, and so would not trigger an absence meeting. 

Set out the triggers for both long term absence and short term absence clearly. It’s recommended you use a table style to enable workers to skim read this section. You should also include a short line that highlights your commitment to championing an inclusive culture. For example, 

“These absence triggers are used as a framework to support workers and managers in reducing absenteeism. We, of course, recognise that there will be instances of absence in which these triggers are not appropriate, and managers have the right to use their discretion in assessing individual cases and providing support as needed.”

You should also include information about the likely outcomes of each meeting. Generally, a stage one absence meeting will incur a verbal warning, a stage two a written warning, and a stage three will be either a final written warning or a dismissal depending on the circumstances.

Procedures

This next section should explain the exact processes and procedures workers need to follow, and the processes managers will follow when handling workplace absence. You should break this up into different sections based on the different processes. For example:

Calling in sick

This section should explain exactly how workers should notify you of sickness. You should include:

  • How workers should notify you of their sickness. For example, by call, email, text, or other?
  • How far in advance should they notify you of this absence? For example, an hour before their shift, half an hour before their shift, or strictly at 7am on the date of their absence?
  • Do workers need to contact you every day to notify you of their absence, or can they call once to notify you of their absence for the week?
  • How long can workers call to notify you of their absence? Many businesses allow workers to self-certify their absence for 5 working days before they need to get a fit note from their doctor. 

Offering all this information in the Absence Management policy will ensure workers are clear on exactly how they should notify you of absence and what to expect in terms of communication and documentation requirements.

Return to work interviews

You should also outline the process for how managers should conduct Return To Work (RTW) interviews. This will help workers know what to expect from these interviews and give managers a framework of how to conduct them.

A RTW meeting should be conducted on a worker’s first day back after they have been absent. It is the manager’s opportunity to make sure they're feeling better, to check on their well being, and to ask if they need any adjustments or support now they’ve returned to the office. It’s also the worker’s chance to explain their reasons for absence, what support they received while they were absent, and to update their manager on any ongoing health concerns or adjustments needed for a smooth transition back to work. 

Most businesses will have a standard framework or form for a RTW interview. They usually take no less than 15 minutes and should be conducted in a private setting. This ensures confidentiality for the worker and facilitates open communication. 

Absence management processes

This section should include exactly what workers can expect from the absence management process, including:

  • How will they be notified when they’ve breached an absence trigger?
  • How far in advance will they be invited to the meeting?
  • Will their manager hold the meeting, or will it be another, impartial manager?
  • Are they allowed to bring representation?
  • What are the potential outcomes of this meeting? For example, if the meeting the sanction, or will another sanction be imposed? 
  • Will they be allowed to appeal the decision?

Again, you will need to regularly update this section. Addressing any frequently asked questions here will free up HR professionals and manager’s time to complete value adding tasks. 

Pre-planned absence

Occasionally, there will be time workers need to pre-plan their absence. For example, in cases of planned surgery, long term absence, or other instances of pre-planned sickness. This section should outline exactly how workers can pre-plan their absence, the protocol for doing this, and the necessary documentation or steps required for approval.

Examples of documentation

This section should highlight the types of documentation the business accepts as notification of absence. For example:

  • A fit note. This can come from a doctor, nurse, physiotherapist, midwife, pharmacist, or other medical professional according to the 2022 legislative update. 
  • An Occupational Health (OH) report. These are usually gained through work channels and are provided by occupational health professionals who assess an employee's health status in relation to their job role and workplace environment. They can also include recommendations for any adjustments needed to support the worker’s health and well-being at work.
  • A hospital record. Some hospitals or A&E departments may give workers a written record of attendance. These can also be accepted as proof of sickness. 

Support channels

Be sure to outline the different support channels available to your workers. These might include Employee Assistance Programs (EAPs), Employee Resource Groups (ERGs), or other workplaces you can offer your team. In cases of stress, long term absence, or personal crisis, these resources can be invaluable and help workers get back to the office sooner than they may otherwise have. 

The Bottom Line On Absence Management Policies

Absence management policies can feel stern, but they’re actually a supportive and empowering tool that help leaders manage absence, engage with sick workers, and facilitate their return to work. They can also help leaders feel more confident holding absence management meetings, give workers clear instructions of supporting their own health, and make sure everyone is on the same page when it comes to managing workplace absences.

 

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